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Heightened Scrutiny of Brokers – SEC Approves

Heightened Scrutiny of Brokers – SEC Approves

In recent years, questions have been raised in many quarters about how brokers with questionable backgrounds have been able to move among firms and remain in the industry. FINRA has responded by enhancing a broker dealer’s obligations for reviewing the…

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Federal Agency Launching Commercial Driver Clearinghouse

Federal Agency Launching Commercial Driver Clearinghouse

Commercial truck drivers who had a blood alcohol concentration at or above 0.08 g/dL, which is currently the legal threshold for individuals to be considered driving while drunk throughout the nation cause 78 completely preventable deaths and 2,080 completely…

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1 In 5 Employees Going Rogue With Corporate Data

1 In 5 Employees Going Rogue With Corporate Data

A recent SailPoint survey conducted by Vanson Bourne results amplified concerns of companies around the world about the use of cloud applications to share mission-critical information. In fact, 20% of employees, as in, 1 in 5 employees, has uploaded proprietary…

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New State Privacy Laws Go Into Effect on Jan. 1, 2015

New State Privacy Laws Go Into Effect on Jan. 1, 2015

California and Delaware legislators have recently passed bills that impose new data security and privacy requirements on companies nationwide. The laws include new data breach notification requirements, marketing restrictions, and data destruction rules. Read an…

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6 Data Breach Trends To Watch In 2015

6 Data Breach Trends To Watch In 2015

The Identity Theft Resource Center (ITRC), reports that there have been over 700 data breaches recorded in the U.S. so far this year, a 26 percent increase over the same time period in 2013. The Target breach that occurred late last year appears to have been a…

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